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One Stop Systems enters $50 million ATM equity distribution agreement

This filing reports no actual results, so a beat, miss, or in-line comparison with the prior FY 2026 revenue-growth guidance midpoint is not applicable. On October 28, 2026, One Stop Systems entered into an Equity Distribution Agreement with Piper Sandler & Co. as sales agent, allowing the company to offer and sell common stock with an aggregate offering price of up to $50 million through an at-the-market program. The company is not obligated to sell shares, while Piper Sandler must use commercially reasonable e...

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Key takeaways

  • Offering size: One Stop Systems may sell common stock with an aggregate offering price of up to $50 million.

  • Sales agent: Piper Sandler & Co. will act as sales agent on a commercially reasonable efforts basis, with sales made directly on or through Nasdaq.

  • Sales commission: The company will pay 3.0% of the gross sales price, plus reimbursable sales-agent expenses.

  • Execution discretion: The company is not obligated to sell shares and may instruct the agent to suspend sales or set share and pricing limits.

  • Registration: The offering uses Form S-3 File No. 333-298543, declared effective September 2, 2026, and an October 28, 2026 prospectus supplement filed under Rule 424(b)(5).

  • Pricing restriction: Piper Sandler will not accept a placement notice when the shares are trading at or below $0.50 per share or are subject to a trading restriction.

  • Termination and duration: Either party may terminate on notice, and no shares may be sold more than three years after the registration statement was first declared effective.

Key metrics

Maximum aggregate ATM offering price
up to $50 million
Sales-agent commission
3.0% of the gross sales price
Initial agent counsel expense reimbursement cap
$75,000
Subsequent quarterly agent counsel expense reimbursement cap
$15,000 per quarter
Placement-notice share-price threshold
$0.50 per share

Primary source

TickerStar generated this brief from an official company, investor-relations, earnings-call, or regulatory source. Review the primary material before making an investment decision.

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