AMODCompany update

Alpha Modus registered direct offering of 6,304,348 common shares

Alpha Modus is offering 6,304,348 shares of Class A common stock at $1.15 per share to an institutional investor in a registered direct offering, with $7,250,000.20 in gross proceeds and approximately $6.65 million in estimated net proceeds. Upon closing, H.C. Wainwright & Co., LLC would receive a 7.0% cash fee plus warrants to purchase up to 441,304 shares at $1.4375 per share. Delivery is expected on or about October 22, 2026, and Alpha Modus intends to use the net proceeds for debt payment, working capital an...

Published October 22, 2026 at 3:55 PM EDTALPHA MODUS HOLDINGS, INC.SEC filing

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Key takeaways

Offering size: Alpha Modus is offering 6,304,348 shares of Class A common stock at $1.15 per share, representing $7,250,000.20 in gross proceeds.
Pricing: The last reported Nasdaq sale price of the common stock was $1.29 per share on October 20, 2026.
Placement compensation: H.C. Wainwright would receive a 7.0% cash fee and warrants to purchase up to 441,304 shares at $1.4375 per share.
Net proceeds and use: Alpha Modus estimates approximately $6.65 million of net proceeds and intends to use it for debt payment, working capital and general corporate purposes.
Settlement: Delivery of the shares and placement agent warrants is expected on or about October 22, 2026, subject to customary closing conditions.
Dilution: Common shares outstanding would increase from 57,515,785 to 63,820,133 before warrant exercise, and the filing states that existing holders would experience an approximately $0.36 per-share decrease in pro forma net tangible book value.
Going concern: The audit reports for the years ended December 31, 2025 and 2024 contain going-concern qualifications based on recurring operating losses and a net capital deficiency.

Key metrics

Common shares offeredOctober 2026 registered direct offering

6,304,348 shares

Offering price and gross proceedsOctober 2026 registered direct offering

$1.15 per share; $7,250,000.20 total

Last reported Nasdaq sale priceOctober 20, 2026

$1.29 per share

Offering proceedsOctober 2026 registered direct offering

$6,742,500.19 before expenses; approximately $6.65 million after placement agent fees and estimated offering expenses

Placement agent cash feeOctober 2026 registered direct offering

7.0% of gross proceeds; $507,500.01 total

Placement agent warrantsOctober 2026 registered direct offering

441,304 underlying shares; $1.4375 exercise price; five-year term

Common shares outstanding after offeringImmediately after the offering, assuming no warrant exercise

63,820,133 shares

Pro forma net tangible book value and dilutionPro forma as of June 30, 2026

$4.58 per share before the offering; $4.22 after the offering; approximately $0.36 decrease to existing holders

Primary source

TickerStar generated this brief from an official company, investor-relations, earnings-call, or regulatory source. Review the primary material before making an investment decision.

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